Etienne BALIBAR
Professeur émérite
(philosophie) à l’Université de Paris 10, Nanterre
Professor, Critical Theory, University of
California, Irvine
Being invited by the
Humboldt-Universität Berlin to give this year’s first public George L. Mosse
Lecture is one of the greatest honors that I have received.[1] It is also for me a moving opportunity to
return to Berlin and meet dear friends and excellent colleagues. Finally, it gives me the possibility to
present before you some hypotheses on the function that European intellectuals
can perform and the ideas that they should advocate in the current
international situation, where the very project of a European community of
nations and citizens is challenged. For
all these generous gifts I want to thank you very sincerely.
I am especially pleased to
speak under the auspices of George Mosse.
I became aware of the importance of his work rather late in my life.
Since reading Nationalism and Sexuality and his other books dealing with
the relationships between nationalism, race, gender, and sexuality in the
building of modern communities, I have always considered him a master of
historical and political anthropology.[2] I have also realized the extent to which his
life and career, marked by the consequences of the European catastrophe of the
twentieth century, and shared among the universities of three continents, form
an epitome of our cosmopolitan background and a key to the intelligence of our
present. I draw a permanent inspiration from them.
Allow me to begin these
considerations on the uncertainties of Europe’s political identity at the
beginning of the 21st century by referring to celebrated formulations from
another European writer who, although belonging to a previous generation and
writing along quite different lines, nevertheless shared some of the same
experiences, namely exile and antifascist intellectual commitment: I am
thinking of Thomas Mann. As we all
know, Mann’s attitude towards politics completely changed between the First
World War and the period of the rise of Nazism leading to the Second World
War. In 1918 he published Betrachtungen
eines Unpolitischen (Reflections
of a Nonpolitical Man), in which he rejected “democracy” along with
“politics” in the name of the alleged opposition between the spiritual notion
of “culture” developed in Germany and the intellectualized notion of
“civilization” developed in France.[3] But already in 1935, in Nice, before the
“Comité de cooperation intellectuelle” (European Committee for Intellectual
Cooperation) he launched the famous call: “Achtung Europa!” (Beware Europe!),
and in a 1939 essay, “Zwang zur Politik” (literally, “No Escape from Politics,”
translated into English during the war under the title “Culture and Politics”),
he returned to the idea of the identity of “politics” and “democracy,” but drew
opposite conclusions. In this essay
Mann criticized any concept of culture synonymous with “political passivity” (politische
Willenslosigkeit), and called on intellectuals not to abandon the peoples
and the cause of mankind at the hour of peril.[4] I find it especially remarkable that, in the
case of Mann as of Mosse, it took the detour of exile to uncover the character
of the European Civil War, and draw therefrom universalist conclusions. Critical consciousness seems to be closely
associated here with dis-location or de-centering.
Should we say that, in the
current situation, where it is again a question of waging wars between
“cultures” and “civilizations,” an “apolitical” temptation is on the agenda
among intellectuals? This is not true
without exceptions, to be sure, but it does seem present, particularly in the
form of resignation, even despair, a feeling of powerlessness, which seem to
have grown out of two main causes. One
is the sensation that—in the age of globalization—the complexity of historical
and social processes has escaped the grip of collectively debated strategies
and resolution of conflicts (and this is one of the reasons why conflicts tend
to become catastrophic). Another is the
conviction—to which some great intellectual figures of the past century
themselves paradoxically contributed—that the field of intellectual
intervention is now mainly “expertise,” i.e. a specific and specialized one,
which makes it difficult or impossible to address global or universal questions
if one does not want to fall prey to the media type of sheer opinion.[5] There are remarkable exceptions to this
nihilistic resignation, undoubtedly, in Germany, in France, and in many other
parts of the world. Powerful voices of
artists, writers, philosophers from Europe, America, Africa, Asia, and the
Middle East, speak and win audience.
But there is an uncertainty as to how to recreate a civic function for
intellectuals and intellectuality in general.
In this lecture I want to
advocate the right and duty of intellectuals to address urgent political
questions with their own instruments, calling on them to reject any
“non-political” temptation. But I want
also to take into consideration some of the reasons that account for this temptation,
one of them being the uneasiness with cultural identity, and the difficulty of
giving a geographical, cultural, or institutional definition of the “place” or
“position” where intellectuals are working, where they could “meet,” where they
write and talk from. This place has
become,more than ever, intermediary, transitory, and dialogic. And it has to take into account the
irreversible effects of the globalization of culture—very different from a
simple uniformization indeed. It cannot
keep the traditional figure of a double but fixed location that Michel Foucault
called the “empirico-transcendental doublet”[6]:
a particular location in the nation, the idiom, the academy, and a universal
one in the ideal community of mankind.
Nor can we believe that, by its sole virtue, the internet will provide a
technical solution for the problem of the constitution of the “global public
sphere” by granting access for all to a single system of communications and
data banks. Both our singularity and
our universality must adopt more complicated patterns. Intellectuals must become “nomadic,”
traveling physically and mentally across borders. They must take risks to elaborate the discourses and patterns of
their new trans-national function.
When I speak of the right
and duty of the intellectuals, I am specifically thinking of European
intellectuals. In the world today, we
are already perceived and addressed not only as “French” or “German,” but as
“European” intellectuals. In my opinion
however, European intellectuals do not sufficiently exercise their capacity to
cross political and cultural borders, translate discourses (other than
specialized ones) within and beyond the official limits of the European Union,
set the agenda of European politics before the Öffentlichkeit, the
“public realm,” and thus actively contribute to its emergence. They are not sufficiently acting as citizens
of Europe, dare I say thinking European citizens. But I am also aware of the fact that such categories as “European
citizenship,” “European culture,” and “European intelligentsia” are much too narrow:
not only do they grant no automatic access to universality, but they are
clearly unilateral—something that we will need to correct when we
address the question of, precisely, “unilateralism.” It will be one of my claims tonight that there exists nothing
such as a “synoptic” or singular-universal point of view from which the
“characters” of the present times, and the “justice” of any politics, could be
decided: neither the point of view of the empire, nor those of some nation with
a “manifest destiny,” the multitude of its adversaries, or any specific
continental region. This is not to say
that we are forever enclosed within particular interests and beliefs. But the universality that we associate with
the very idea of politics and the vocation of the intellectual has to be
constructed practically and empirically; it has to be approached through
confrontation and conflict. One of the
ways to contribute to this process, for we European intellectuals, is to
critically listen to objections and calls that we receive from other parts of
the world: East, West and South, including America.
Voices from America
Since September 11, many
calls are directed toward Europeans.
This is flattering for us, but also embarrassing. We understand that we really exist, but we
fear some misunderstanding. I shall
concentrate on the calls coming from the United States, and for the sake of
simplicity I will be very quick on the official (or quasi-official) ones
which express the view of the current Administration, examining in more detail
those coming from the liberal intellectuals of America.
Some such calls come from
President Bush and his group of advisors, but also from speeches and writings
of those who, at least temporarily, support his politics (this was notably the
case of the group of well-known intellectuals who, in the wake of the war in
Afghanistan, gathered around the “propositions” of the Institute for American
Values—among them such different figures as David Blankenhorn, Jean Bethke
Elshtain, Francis Fukuyama, Samuel Huntington and Michael Walzer).[7] Their formulations vary from “Wake up,
Europe! Fascism is back! ” to “Join us in the just war,” through the now famous
“Whoever is not with us is against us” (which sounds more like a threat than a
call, in fact). They refer either to
American interests or common Western interests, much less often to the interest
of international law and institutions.
They insist on legitimacy or on efficiency (which in a sense meet on the
diplomatic terrain, where in order to efficiently rally a broad international
coalition, for example, you must also be legitimate). But they remain unilateral insofar as they embody a strong
notion of leadership, based on material hegemony and, most often,
on the idea of a global mission of the dominant power to keep peace,
order, and civilization, and to protect “democratic values.” This leaves little room for self-criticism,
for the discussion of goals and methods, not to speak of possible contradictions
between the domestic interests of the hegemonic power and the universal or
common interests that it claims to represent.
We should not, however,
underestimate the extent to which a broad acceptance of this point of view,
which by nature doesn’t seem very attractive, has been helped, not only by the overwhelming
material hegemony (economic and military as well as ideological, following
the collapse of communism and Third World nationalism) of the American
“hyperpower,” but also by the traumatic effects of the September 11 attack on
Manhattan: the “world city,” the cosmopolitan city par excellence.[8] In a sense the United States “enjoys” a
paradoxical combination of opposite statuses: dominant hyperpower and victim, a situation that produces powerful effects
of identification.
Quite different, however,
are the calls coming from the liberal intellectuals of America (“liberal” in
the sense that, despite their obvious divergences, since they range politically
from socialism to neo-republicanism, they advocate the same basic principles:
the civil rights and legal protections of the individual are inalienable,
governments are accountable before their constituencies, civil authorities must
rule over the military, international law has primacy over national interests). This call is indeed self-critical; it is
voiced by a “minority” that wants to distinguish itself from the “majority” in
its own country, criticizing the choices that are imposed by the majority and
their elected representatives. It is a
call not only for support but also for help (“Help us, Europe!”),
implying that the Europeans should influence American internal and
external politics, for the sake of Europe itself, for the sake of America, and
for the sake of all the others. The
underlying idea (“multilateralist” in the broad sense) is that in a globalized
world no power (not even the biggest) can “save” itself alone (not to
speak of saving the others), but that it could very well “doom” itself and the
others.
I shall recall some of the
voices from America that could be heard in this sense in the last months,
insisting at the same time on the importance of the idea that they contain and
on some of the antinomies that I think they involve. I have selected four
significant (and very diverse) voices: Bruce Ackerman, Immanuel Wallerstein,
Timothy Garton Ash, and Edward Said.
To begin, Bruce Ackerman. In February 2202, the prominent jurist and
political philosopher from Yale published an article in The London Review of
Books with the title “Don’t Panic.”
Ackerman begins with the idea that “the attack of 11 September is the
prototype of similar events that will litter the 21st century,” and
that “if American reaction is any guide, we urgently require new constitutional
concepts to deal with the protection of civil liberties.” Otherwise, he prophecies, “a downward cycle
threatens [¼]. Even if the next
half-century sees only four or five attacks on the scale of 11 September, this
destructive cycle will prove devastating to civil liberties by 2050.” However, he does not see “an absolutist
defense of traditional freedom” as the right response on the part of liberals
(Ackerman defines himself as a civil libertarian). Not only it would not allow any democratic
government to achieve popular support and would not help preventing future
terrorist strikes, but it would leave totally unanswered the constitutional
problems that emerge in situations of crisis.
Declaring his concern to “prevent politicians from exploiting momentary
panic to impose long-lasting limitations on liberty,” Ackerman is especially
critical of the notion of “war on terrorism” (a “war” already announcing itself
as “without end”), which can and will be used both to cancel civil liberties
(for Americans and non-Americans alike) and to destroy the democratic balance
of powers between the administration, Congress, and the judiciary. What he advocates is a carefully controlled
“state of emergency” with legal and temporal limits, where as many “normal”
institutions as possible keep working under internal and external scrutiny of
the “defenders of freedom.” And he
concludes:
Europe is already
influencing this political dynamic. The
Spanish Government’s refusal to hand over suspected terrorists has checked the Bush
Administration’s ardour for military tribunals. The French citizenship of the suspected “20th
terrorist” helped persuade the Attorney General to try Zacarias Moussaoui in a
civilian court [¼]. In the future, it
will not be enough to defeat proposals that threaten permanent damage to civil
liberties. [¼] A framework law emerging from any major European state
would have worldwide influence. It
would help us see the “war on terrorism” for what it is: an extravagant
metaphor blocking responsible thought about a serious problem.[9]
Even if you take into
account that this was written for a European journal, it remains surprising and
striking. The appeal seems to imply
that certain traditions rooted in European politics form a legal pole of resistance
against the tendencies towards the militarization of politics, inside
and outside America, that threatens the very values in whose name the “war on
terrorism” is declared and fought. It
also suggests that Europe should and could act as a bulwark of international
law, which is an essential safeguard against the corruption of
constitutional principles (in particular the balance of powers that lies at the
core of American constitutionalism), that could result from a “war without an
(ascribed) end,” in other terms a permanent state of exception.
I want to take my second
example from a very different author and context. In a public lecture delivered in December 2002, the Marxist
historian and social scientist Immanuel Wallerstein, Director of the Fernand
Braudel Center at the State University of New York at Binghamton, explained how
he saw the prospects of relationships between the United States and the world
after the revelation of a completely new situation that the destruction of the
twin towers had represented for Americans.[10] In the first part of his talk, he reminds us
that the United States “had always defined itself by the yardstick of the
world,” which seemed to prove its continuous superiority.[11] In the second part (“Attack on America”), he
quotes from Osama bin Laden’s presentation of America as a “depraved” country,
showing that bin Laden was the first person in history to become able to
translate very widespread anti-American feelings into a physical attack
initiated on American soil that left it momentarily helpless. As a consequence, a “war on terrorism” was
declared, with “no reservations,” that is, including measures against internal
enemies. “It is clear at this point
that, even if the events of September 11 will not alter the basic geopolitical
realities of the contemporary world, they may have a lasting impact on American
political structures.”[12] In a certain sense, the powerful America
discovers, or fears to discover that it is vulnerable. In his third part
(“America and World Power”), Wallerstein discusses the vulnerabilities of
American hegemony, by comparing it with previous examples in history. Wallerstein’s thesis is that the hegemony of
the United States is no longer based on unchallenged economic superiority, but
only on military capacity. He describes
the successive strategies that were implemented after World War II to eliminate
forces and powers considered adversary to American interests in the world:
containment, neutralization, interventions, subversion, selective “anti-proliferation”
military policies:
As a policy,
non-proliferation seems doomed to failure [...]. But there is also a moral/political question here. [...] The U.S. trusts itself to use such [nuclear]
weapons wisely, and in the defense of liberty (a concept seemingly identical
with U.S. national interests). It assumes that anyone else might intend to use
such weapons against liberty [...]. Personally, I do not trust any government
to use such weapons wisely. I would be
happy to see them all banned, but do not believe this is truly enforceable in
the contemporary interstate system. So
personally I abstain from moralizing on this issue.[13]
In his fourth part
(“America: Ideals versus Privilege”) Wallerstein distinguishes between the
belief that “America and Americans are the cause of all the world’s miseries
and injustices,” which he denies, and the belief that “they are their prime
beneficiaries,” which he endorses.[14] He expresses his fear that America, while
trying to “rebuild” the power that the Twin Towers symbolized, might sacrifice
the ideals of freedom and universality that went along with the traditional
privileges. Finally, in his last part
(“America: From Certainty to Uncertainty”), contrasting a rational view of the
uncertainties of the world’s future with the irrational attempt by President
Bush to “offer the American people certainty about their future [...] the one
thing totally beyond his power to offer,” he addresses his fellow Americans
with an eloquent plea for a contribution to the rebuilding of the world based
on equality instead of privilege, universality instead of globalization. This is where a reference to Europe (among
others) surfaces again:
What the United States needs
now to do is to learn how to live with the new reality—that it no longer has
the power to decide unilaterally what is good for everyone. [...] It has to come to terms with the
world. It is not Osama bin Laden with
whom we must conduct a dialogue. We
must start with our near friends and allies—with Canada and Mexico, with
Europe, with Japan. And once we have
trained ourselves to hear them and to believe that they too have ideals and
interests, that they too have hopes and aspirations, then and only then perhaps
shall we be ready to dialogue with the rest of the world, that is, with the
majority of the world.[15]
I understand Wallerstein’s
position as expressing a neo-universalist perspective. It takes the form of a defense of multilateralism
against the attempt to recreate the conditions of a past economic hegemony
through the implementation of a military superiority that remains unchallenged
at its own level, but is entirely vulnerable to the new kind of threat that develops within the limits
of the dominant system. It should be a
permanent concern, therefore, to resist the polarization of the world into the
mimetic figures of Leviathan (the world-monopoly of “legitimate”
violence) and Behemoth (the ubiquitous power of subversion based on “fundamentalist”
religious creeds). Accordingly, it
would be necessary to recreate a multipolar equilibrium of forces (be
they national or post-national) that counteracts this polarization. In a more recent talk delivered at the
“Anti-Globalization Conference” in Porto Alegre, Wallerstein has publicly
endorsed the necessity of backing the
development of the European Union, precisely in order to counteract the
American hegemony, even if Europe is also an “imperialist” power (there are
“primary” and “secondary” contradictions—remember Mao!). A multipolar world offers more possibilities
for democracy and social transformations than a world with a single superpower.[16]
I borrow my third example
from the article published in The New York Times last April by the British
historian and expert on Eastern European Affairs, Timothy Garton Ash (who
teaches in Oxford but also works at the Hoover Institution in Stanford
University), with the unambiguous title: “The Peril of Too Much Power.”[17] This is also a voice “from America.” Professor Garton Ash begins by stating that
“for most of the 20th century, the defining political question was:
What do you think of Russia? At the
beginning of the 21st century, it is: What do you think of
America?” He deems the picture of America
as “a dangerous selfish giant, blundering around the world” and “an anthology
of what is wrong with capitalism” to be a caricature, especially if this serves
to prove the moral superiority of Europe: “Of course America can’t be reduced
in this way. Apart from anything else,
it is much too large, too diverse, too much a cornucopia of combinations and
contradictions to allow any simple interpretation.”
He goes on to recall how
“America is part of everyone’s imaginative life, through movies, music,
television and the Web, whether you grow up in Bilbao, Beijing or Bombay.
Everyone has a New York in their heads, even if they have never been
there.” In a sense it is not the
existence of an American culture that is doubtful, but rather that of a
European one. But then comes the
problem of the use of America’s power and the effects of the enormous imbalance
of power in the world. Not since Rome
has a single power enjoyed such superiority, he explains, “but the Roman
colossus only bestrode one part of the world.
Stripped of its anti-American overtones, the French foreign minister
Hubert Vedrine’s term hyperpower is apt. [...] The fundamental problem is that America today has too much power
for anyone’s good, including its own.”
The example of U.S. policy in the Middle East clearly shows that there
is a problem both when the Americans intervene and when they refuse to
intervene. “When a nation has so much
power, what it doesn’t do is as fateful as what it does.” Professor Garton Ash especially fears the
consequences of a possible American (or American-led) war in Iraq, without any
simultaneous initiative to negotiate a settlement of the Israeli-Palestinian
conflict, which would unite the Islamic world against the West while dividing
Europe from America, “with disastrous consequences for years to come.” Finally he explains that, since “contrary to
what many Europeans think, the problem with American power is not that it is American,”
but that it is unchecked. What
applies to domestic politics (and is embodied in the American Constitution),
namely the necessity for each power to be “checked by at least one other,” also
applies in world politics, hence the crucial question: “Who, then, should check
and complement American power?” The
internal democratic controls are no longer sufficient or working. “International agencies, starting with the
United Nations, and transnational nongovernmental organizations are a place to
start. But they alone are not
enough. My answer is Europe—Europe as
an economic equal to the United States and Europe as a close-knit group of
states with a long diplomatic and military experience.” A difficulty remains, however: “the gulf
between its military capacity and that of the U.S. grows ever wider.” Europeans therefore face a “complicated
double task”: “to strengthen [their] capacity to act outside [their] own
borders while disentangling the idea of a stronger Europe from its sticky
anti-American integument.” To make, in
short, Europe a “partner” (with a capacity to resist¼), but not a “rival” of
the United States. Timothy Garton Ash firmly believes that the U.S. itself has
no real interest to remain in the position of “lonely” hyperpower.
Finally, I want to quote
from a recent article by Edward Said (the Palestinian-American professor at
Columbia University, author of Orientalism and Culture and
Imperialism among other books): “Europe versus America.”[18] Reporting from England, where he is
currently teaching, Said emphasizes cultural differences between the U.S. and
Europe, especially the disproportionate power of religious fundamentalism :
“religion and ideology play a far greater role in the former than in the
latter. [...] [T]he vast number of Christian fanatics in the US [...] form the
core of George Bush’s support and at 60 million strong represent the single
most powerful voting block in US history.”
This American fundamentalism has merged with the conservative ideology
of “American Values” developed during the Cold War and has become “a menace to
the world.” It produces the
“unilateralist” external policy, the belief that the U.S. as an “elect nation”
has a divine mission to be fulfilled by all means. Which leads to the only seemingly paradoxical combination of deep
anti-Semitism (“these Christians [...] believe that all the Jews of the world
must gather in Israel so that the Messiah can come again”) and the global
threat against the Arab-Islamic world confronting Israel. Said embarks then on a synthetic comparison
of the ideologies and the political systems on both sides of the Atlantic:
“There is no trace of this sort of thing in Europe that I can detect. Nor is there that lethal combination of
money and power on a vast scale that controls elections and national policy at
will.” For Said, Europe remains more
democratic in practice, the citizens have more effective control over the
politicians, are less exposed to ideological blackmail when they dissent from
the official policy (to be “un-American,” the cardinal sin¼), and have a less
Manichean view of the world. “No wonder
then that America has never had an organized Left or real opposition party as
has been the case in every European country.”
But finally comes the
concern, which is double: that Europe might lose its political identity, and
that it might prove unable to act as a pole of resistance against American
unilateralism: “Tony Blair’s wholeheartedly pro-American position therefore
seems even more puzzling to an outsider like myself. I am comforted that even
to his own people he seems like a humourless aberration, a European who has
decided in effect to obliterate his own identity [...]. I still have time to learn when it will be
that Europe will come to its senses and assume the countervailing role to
America that its size and history entitle to play. Until then the war approaches inexorably.”
Contradictions and Illusions
We certainly cannot ignore
this call coming from the intellectuals of America (and also from other parts
of the World, although not exactly in the same terms: each would deserve a
special analysis). It really touches
our common interests. We may observe
that all these texts have a certain “family resemblance.” But we suspect that they include deep
contradictions, and we fear that they have substituted an imaginary Europe for
the real one.
Obviously (and
understandably), some American liberals share the view that America is the
model democracy, they are especially concerned with the future of democracy in
America, which they think should be an interest of the whole world, while
others—from a more “global” or “systemic” point of view—believe that the
democratic character of the U.S. will itself entirely depend on the way America
behaves towards the rest of the world (any country that oppresses others cannot
be itself a free country). Even more
striking are the diverse ways in which these voices refer to the great divides
of the world after the Cold War. Some of them ask us to be fully “Western,”
others want us to be properly “European,” that is, to destroy the false
identity of the Western world (or bloc)—thus perhaps pushing America more
effectively in the direction of its own “European” traditions. Others imagine that Europe may become the
intermediary, at least one of the intermediaries in the great “negotiation”
that should take place in the end : between the American “Empire” and its real
“others,” the peoples and cultures from East and South, the Mediterranean, the
Third World. These considerable
differences are indeed mirrored in our own reactions.
But what I find even more
striking is the latent tension between two opposite ways of formulating the
call to Europe: either as a demand for a check and balance, in order to
countervail the American (super)power, or a demand for mediation within
the “war of civilizations” that America
is now apparently waging. If you choose
the first formulation, you are in a “strategic” logic, where the relationships
of forces ultimately resolve into military terms, quantitatively and
qualitatively (how many troops and weapons? and how do you use them?). Why address Europe in this case rather
than, say, Russia, Japan, or China?
Perhaps because the authors of these texts more or less transfer onto
Europe the ideal model of “force merged with right” (the rule of law, the
constitution of liberty) that they fear America has now betrayed. If you choose the second formulation, you
are in a logic of “moral” and “social” influences, which certainly does not
ignore relationships of forces, but sees them as only one aspect of a more
comprehensive process of cultural transformation. In that case, the apparently irreversible gap in military power
between the United States and Europe is not necessarily a handicap for Europe. But the question whether it really displays
an alternative to American policy becomes more embarrassing. Clearly, “multilateralism” does not mean
exactly the same thing from these two points of view. The first is compatible with a confrontation between rival
“isolationisms” (more or less what has been reproached to Chancellor Gerhard
Schröder during his last electoral campaign, when he “unilaterally” announced
that Germany would not follow the U.S. in any war in Iraq).[19] Whereas the second implies that political
isolation today, among allies or even adversaries, has become obsolete and
impossible to achieve. Rather than a
“right of intervention,” what we are confronted with would be a “fact of
intervention,” that is, interdependence: we cannot ignore it, only perhaps
organize it and modify its consequences.
Certainly it would be
interesting to examine how certain European voices, official or not, reacted to
these demands. But let me refer instead
to the way they have been quickly refuted in America. I am thinking in particular of the essay on “Power and Weakness”
published by the former State Department expert and member of the Carnegie
Endowment for International Peace, Robert Kagan, which has received
considerable attention on both sides of the Atlantic.[20] “It is time to stop pretending that
Europeans and Americans share a common view of the world, or even that they
occupy the same world,” writes Kagan, who is targeting the kind of “European
opinion” on whose emergence and development American liberals place their
hopes. “Europeans believe they are
moving beyond power into a self-contained world of laws and rules and
transnational negotiation and cooperation.”
But, while Europe would have entered “a post-historical paradise, the
realization of Immanuel Kant’s perpetual peace,” the United States
“remains mired in history, exercising power in the anarchic Hobbesian world
where international rules are unreliable and where security and the promotion
of a liberal order still depend on the possession and use of military might.”[21]
One may wonder, then, whence
the European rejection of the use of force as a means to solve international
conflicts originates ? This is not,
according to Kagan, because Europeans possess a special character or nature: in
past centuries, when they dominated the world, they never tired of using force
to increase or keep their power, but they have become weaker, and quite simply
they no longer have the capacities for power politics. Europe and America have “exchanged” their
political cultures, as it were: it is now Europe that has adopted the Wilsonian
discourse, dreaming of “civilizing the world” by putting an end to the wars and
doing away with Machtpolitik, whose terrible effects Europeans have
lived on their own soil. A nice project
indeed... with one proviso: what makes European pacifism and moral
consciousness materially possible is American military power itself! “The irony is that this trans-Atlantic
disagreement is the fruit of successful trans-Atlantic policies. As Joschka Fischer and other Europeans
admit, the United States made the new Europe possible by leading the
democracies to victory in World War II and the Cold War and by providing the
solution to the age-old ‘German problem.’
Even today, Europe’s rejection of power politics ultimately depends on
America’s willingness to use force around the world against those who still do
believe in power politics. Europe’s
Kantian order depends on the United States using power according to the old
Hobbesian rules.” Most Europeans do not
realize that they can project themselves into “post-history” or “post-modern
history” only because the U.S. did not follow this path¼ But as a result “this has put Europeans and
Americans on a collision course.”[22] Formally speaking, they remain allies, but
the former see the latter as a “rogue colossus,” and the latter see the former
as a virtual obstacle, if not a potential traitor. Perhaps it would be better to acknowledge this contradiction,
rather than desperately trying to fill the cultural gap.
I don’t believe that I
distort the meaning of Robert Kagan’s analysis if I say in a nutshell: the
“European” position, expressing something like a religion of law, is at the
same time powerless (“Europe?
how many divisions?,” we might ask, echoing a famous question raised by
Stalin), and illegitimate (since it disguises a historical regression as
moral progress, misrepresenting its real weakness as an imaginary
strength). Finally it is self-destructive:
it undermines the defensive capacities of the Western democracies, everywhere
under attack in the world, which remain its only safety. It is decidedly not America that has “too
much power,” it is Europe that has too little¼
A double question is at
stake here. There is a first question concerning the “power” of Europe. In a sense, Europe as a sum is even less
powerful (not more) than some of its constitutive nation-states, or its
power is less effective, more difficult to implement (hence the project of
many: to “reinforce” it, to achieve more “integration”¼). There is also a second question
concerning the “political capacity” of Europe in today’s world, in
particular its capacity to help resolve conflicts (be they “old” or “new” in
Mary Kaldor’s terms),[23]
and hence the concept of the political by which this capacity can be measured.
Here is the position that I
want now to develop: undoubtedly, from a certain point of view, Europe does
not exist, it is not a political “subject” (the subject of a political
power). And in this sense to ask Europe
to disturb the ongoing processes and plans, to “check and balance” other
powers, is a pure illusion. But on the
other hand you cannot (or you can less and less) reduce the idea of “mediation”
to the alternative of power politics (ultimately relying upon military
force) and “moral” powerlessness, even if you admit that a diplomatic and
institutional expression has to be found for such a mediation at some
moment. The question then becomes: how
to imagine a change in the relationship between “politics” and “power,” or
perhaps better, in the very notion of “power.”
I agree that European
political capacity, which is a necessary condition of its autonomy, in a sense
simply does not exist. “Economic
weight” is a weak argument, especially in a globalized economy. Even if you crown it with a (partially)
common currency, it represents only a variable statistical aggregate, precisely
so long as no corresponding “strategy” or “economic (therefore also social)
policy” exists. If you reflect further
on the recent confrontation at the United Nations Security Council about the
right of the United States to launch what it called a “preventive war” against
Iraq, which (provisionally) ended with a compromise (the U.S. accepting an
international procedure that, at least in theory, leaves Iraq the possibility
to prove its “innocence”),[24]
you see clearly that it is not “Europe” that, to some extent, has checked
American power. It is a conjunctural
(and highly fragile) convergence of middle-range powers (France, Germany,
Russia, China, Mexico¼) who refused to become completely “marginalized” in
international relations. They are not
all of Europe, and not all of them are European. In addition, they wouldn’t have achieved anything without certain
internal divisions within American strategy itself.
Above all, there is a strong
case to be made for Europe’s incapacity to solve its own problems without
American “help.” When I say its
“own” problems, I am also thinking of neighboring problems where Europe is
necessarily involved. This is exactly
the opposite of the liberal dream, but there are numerous dramatic and recent
examples, of which we can list but a few.
Europe remains unable to solve the Irish problem, where two of its old
nations are involved, each with its own “diaspora.” It proved unable to prevent the civil war in (former) Yugoslavia,
which produced the worst crimes against humanity since Nazism, whether by
offering a framework for development and coexistence to the various Balkan communities
(which belong since time immemorial to the European ensemble), or by launching
a military intervention to neutralize the agressors and protect the populations
with some chance of success (when this was finally undertaken by NATO under
American leadership, it was with questionable results). The U.S. then has good reasons to explain
that, beginning with the two World Wars, it has been American intervention that
has stopped bloodshed and opposed savagery on European soil (although Americans
tend to “forget” that the Soviet “patriotic war” against Nazism played an
equally important role, which the contemporaries still remember, associating
Omaha Beach with Stalingrad in their memories of World War II). What seems to be a characteristic of the
twentieth century, and could characterize the twenty-first as well, is not a
“European mediation” in conflicts involving America, but rather an “American
mediation” in conflicts that rend Europe and prove that it is unable to provide
an effective political expression for the historical and moral identity it
claims to represent.
This is equally true
concerning the way Europe deals with violent situations that have developed at
its “borders” (and in fact where it is so intimately mixed, and affected, that
the distinction with the previous “internal” cases sometimes seems quite
artificial). Algeria, Palestine-Israel,
Chechnya: these are the names of a long series of shameful collective
resignations of Europe. Each time in
different ways, tracing back to colonial history, to its own ethnic and
religious divisions, its wars and genocides, Europe was involved as a cause or
a mirror of these “impossible to solve” conflicts, whose continuous degradation
threatens its own civility and moral identity.
History seems to show that any political entity (call it a “state” in
the broad sense), in order to exist, needs an “idea” or a universal project to
unify its human and material forces.
But Europe’s project can no longer be to subjugate the world, as in the
colonial era. Nor can it be a messianic
project of announcing (after the Christian or the Communist model) the birth of
the “new man.” Europe can indeed try to
exercise a “civilizing” influence in the world, as well as to build the moral
conditions of its own construction, but in order to do so it has to be more
active. By abandoning the Chechens to
the total war waged against them by post-soviet Russia, Europe keeps in the
traditional line of blindness before genocidal processes, and it practically
denies the “European” character of Russia, destroying the possibilities of
finally lifting the “iron curtain” (or its latest replica). The Russians can do what they like, they are
not “applying” to the European Uunion¼
By practically endorsing the plans of the U.S.-Israel alliance in the
Middle East (with some limited counterweights: periodical statements that the
United Nations resolutions should be enforced, humanitarian projects that
neither protect the Palestinians from colonization and state terrorism nor completely
convince them to reject terrorism), the Europeans help the development of a new
“generalized” anti-Semitism in the world, where judeophobia and arabophobia
paradoxically merge. By keeping silent
on the crimes of the Algerian army (which seem to match the crimes of the
Islamic terrorist groups) and backing the repression of democratic movements by
other authoritarian regimes in Northern Africa, while at the same time racially
and culturally discriminating against their own “immigrant” populations from
the Maghreb, they provoke a disastrous collapse of the “Euro-Mediterranean”
project (a theme to which I will return).
But, we may ask, is this the
only way to analyze the situation? I
would suggest that the new “global” conjuncture offers other alternatives. Undoubtedly the cultural divisions and
conflicting interests of the world also affect us in Europe and could become
acute. There is to date no strong
symbol of a common identity that could help neutralize or suppress them. Undoubtedly Europe and America are not
separated spaces, any more than Europe and Eurasia, or Europe and the Middle
East. In this respect some countries
owe to their history or their geography or their demographic composition the
virtual capacity to “open gates” and “build bridges.” Whether you think of Britain, the Ukraine, Turkey, or the
Balkans, it would be absurd to try and forcefully locate them on a single side
of an external “European border.”
Undoubtedly Europe does not have the capacity to build a Grossraum
on the Continent, to impose a kind of European “Monroe Doctrine” (a
geostrategic idea that was invented in the 1930s by Carl Schmitt to justify
German imperialism, and that is now retrieved by some in a democratic
context¼).[25] But you can read all this in the opposite
sense. No European “identity” can be opposed
to others in the world because there exist no absolute borderlines
between the historical and cultural territory of Europe and the surrounding
spaces. There exist no absolute
borderlines because Europe as such is a “borderline” (or “a Borderland,”
to borrow Scott Malcomson’s beautiful title for a beautiful book on the
Bosphorus and its region).[26] More precisely it is a superposition of borderlines,
hence a superposition of heterogeneous relations to the other histories and
cultures of the world (at least many of them), which are reproduced within its
own history and culture.
We must therefore
concentrate our attention on a very singular pattern of dialectical
interactions between the “interior” and the “exterior.” This was precisely the
theme of a recent essay by the Director of the Institut français des Relations
Internationales, Thierry de Montbrial, acting Chair of the French Académie des
Sciences morales et politiques, “Europe: la dialectique intérieur-extérieur.”[27] After many others, Montbrial draws lessons
from the recent international events. He too agrees that there is an amazing
disproportion between Europe’s limited influence in international negotiations
and its economic prosperity, a military gap that automatically confers upon the
U.S. the responsibility of decision-making in security matters, and he pictures
a sharp contrast between Europe’s incapacity to define a common foreign policy
and the “strong demand upon Europe” that he perceives in the world, from the
former Soviet Empire to Latin America.
He quotes from a “Brazilian authority” who would explain this
“insufficient offer” as a consequence of Europe’s remaining “ashamed of the way
it destroyed itself in the first half of the 20th century.” His own explanation is different, however,
taking the form of a dialectical reversal.
In the history of the building of nation-states, it was the strong
preexisting national unity, the feelings of belonging and identity, that made
it possible for the state to mobilize all the human and material resources
needed to achieve international goals.
But now, in the case of the European unification, however impressive the
achievements since 1957 may appear, the reverse is true: a “European Europe”
can emerge only if foreign policy shapes domestic policy. A truly unified foreign policy and defense
policy are impossible in the immediate situation, but a “combined intervention”
of European nations in the “high politics” of world affairs (decisions
concerning war and peace, as in the case of Iraq, for example) can result from
a permanent alliance between the three major European powers (Great Britain,
France, and Germany) if they agree to consult each other following certain
established rules.
This idea of a “dialectical
relationship” between interior and exterior is well meant, but I fear there
is something like a petitio
principii in the (very conventional) way it is used here. Why should it be easier for a “common
political will” to emerge at the level of the three European “great powers” (in
reality, medium powers), rather than at the level of all members of the
European Union, or rather than developing a majoritarian opinion on the
European scale, especially when it comes to discussing “world affairs”? The reverse could very well be the
case. But above all I think that the
change of method as it is advocated here should be much more radical, if we are
to cope with the new situation we have entered. I myself would suggest that we must draw all the consequences
from the fact that Europe is a borderland rather than an entity that
“has” borders (or “will have” them in the future). This quite naturally leads us to completely
reexamine the relationships between “strategy,” “power,” “agency,” and
“subjectivity” (or “identity”). In
order to overcome the dilemma of a strategy that presupposes the autonomy of
the subject that conceives and implements it, agency must have a
privilege over identity. What is
at stake is indeed a complete change in the way relations of power are
calculated, imputed, and recognized on the world scale.
Toward a European
“Anti-Strategic” Policy?
I am convinced that only a
transformation in the way we understand the concept of politics in relation
with the idea of “power” will allow us to begin to escape the aporias affecting
the notion of a “European policy,” and to give a realistic content to the
notion of a “European mediation,” which combines such opposite demands as
increasing Europe’s specific role in world affairs, and deconstructing the
myths of European closure and exclusive identity (“Fortress Europe,” to quote
its most aggressive formulation). How
then both to individualize and de-substantialize Europe? Is that really possible?
It will become possible only
if, reacting to the calls addressed to us and drawing lessons from historical
experience, we criticize to the roots the proposition presupposed by most of
the arguments concerning politics and power: that an efficient action can take
place only when the agent has an exclusive control over some resources, and is
able to use them as a unified “sovereign subject,” at the very least enjoying a
stable and recognized identity. This
was typically the objective of the classical nation-states, and the European
Union seems to be in permanent search of similar constitutional and
administrative tools to achieve the same result. What I suggest is that we need to explore a completely different
path, where power does not predate action, but is rather its result, in
a sense that depends upon the goals that one wants to achieve. It is action, or agency, that produces the
degree and distribution of power, not the reverse. As Michel Foucault used to
explain, agency is “power acting upon power,” therefore it is the (efficient)
use of the other’s power, also resulting from its own orientation.[28] For the same reason, a “collective identity”
is not a given, a metaphysical prerequisite of agency, and it is certainly not
a mythical image that could be forcefully imposed upon reality by inventing
this or that historical criterion (for example, “Christian Europe”).[29] It is a quality of collective agency,
which changes form and content in time, as new agents come into play and new
solidarities are built among those who, not long ago, were ignoring or fighting
each other.
It will be useful to remind
ourselves, in a schematic manner, of historical experiences that contributed to
shaping contemporary Europe, especially in the past century. The lessons that we can draw from them are
clearly not beyond dispute; they can be interpreted diversely in different
places on the Continent and according to the social and political affiliations
of each of us. But they have become to
a large extent part of our collective memory, which is active in our
intellectual elaborations and the institutional realities of Europe.
A first lesson—let us call
it the lesson of tragedy, because it concerns the “civil wars” that
devastated the European community of peoples—seems initially to be purely
negative. However, it gives its deep roots to what I would call, following
Monique Chemillier-Gendreau, a “transnational public order” (not reducible to a
form of moral “pacifism”) that contradicts the “Clausewitzian” equivalence of
the “means” of war and the “means” of politics.[30] Retrospectively, the interstate national
wars that periodically broke into the history of the “peoples” and modified
their respective powers, leading in the end to the mass exterminations during
the World Wars and even after (as I recalled), are only one aspect of a more
general system of violent conflicts, which includes also “wars” between
classes, religious communities, ideologies.
And it is far from easy to always clearly distinguish what mainly
depends on ethnic or religious, as opposed to social and ideological
determinations. If a lesson can be
drawn from the long twentieth-century “European civil war,”[31]
it should be that no “absolute victory” is possible, no final suppression or
neutralization of the “enemy.” Whenever
you believe to be able to reach this “final” solution, you create the
conditions for more destruction and self-destruction. Mutual extermination as such does not have an “end”—or better
said, it can reach an end only when it is radically deprived of its legitimacy,
and if collective institutionalized counter-powers emerge.
But this is an incomplete
lesson, and in some sense a blind one.
It takes the problem of violence within a “metropolitan” framework that
cannot really be isolated. Only
recently, and with considerable difficulties, have we become conscious of the
fact that “barbarity” indeed circulated for centuries between the dominant
center and the dominated periphery. The
critical labor of memory concerning the violence of European conquest and rule
did not immediately start with decolonization, but long after the event, as in
the case of the French War in Algeria.
It was clearly encouraged by the massive presence, increasingly
legitimate in spite of all the remaining discriminations, of “post-colonial”
populations within the European nations.
Much remains to be uncovered and acknowledged, but this growing
consciousness of the realities of colonial history, a history that has made
Europe what it is, has now profoundly disturbed Eurocentric visions that used
to contrast “our” civilization with “their” barbarity: the greatest barbarity
certainly was not on the side that we imagined, although it is not an
“imperialist” privilege either (witness the tragic development of post-colonial
ethnic conflicts in Africa and elsewhere).
The positive counterpart of all this is a powerful, irreversible
phenomenon of hybridization and multiculturalism now transforming Europe in a
way that considerably differs from the American “melting pot,” even if you
consider such “cosmopolitan” cities as New York and Los Angeles. It started with specific, reciprocal ties
between former metropolises and their former empires (France and Northern and
Western Africa, Britain and India, Pakistan, and the West Indies, the
Netherlands and Indonesia, etc.), but is now quite generalized as a pattern of
interaction between Europe as such and its “exterior.” If the first lesson to be drawn from recent
European history could be called a tragic lesson of public order, we might call
this other one a lesson of otherness.
It leads Europe to recognize, albeit with considerable hesitations and
drawbacks, that the Other is a necessary component of its “identity,” therefore
its future vitality, its “power.”
I would like to add a third
lesson. It cannot be isolated from the
other aspects of European history, but has its own specific implications. It concerns the possibility of a gradual
transformation of the violence of social antagonisms into collective political
capacities by combining the different resources of institutionalizing
conflicts (providing antagonistic interests with a formal “representation”
within the state, instead of suppressing and criminalizing them), setting up public
and private instances of social regulation (or distributing in a more or
less stable manner the regulating functions between “law” and “contract”), and
progressively introducing new basic rights, which add new positive
“liberties” or, as Amartya Sen calls them, “capabilities,”[32]
to the existing rights of the individual, thus becoming an essential component
of citizenship. We might call this lesson “Machiavelli’s Theorem,” referring to
the political model that can be found in famous pages in his Discorsi sopra
la prima deca di Tito Livio.[33]
I would admit that
globalization has weakened this lesson, or confronts it with a dilemma, since
it places nation-states in a defensive position, restricting their
possibilities to mediate social conflicts and leaving without solution the
urgent problem of the constitution of a new “citizenship” in Europe. But the fact remains that Europe, in this
respect, has a singular, if not privileged, position in the world. Europe certainly has no monopoly of
pluralist representative democracy. But
its own history of social movements (acute class struggles, if we want to be
explicit) has produced a level of institutional recognition of basic social rights
that is still unrivaled in today’s world.
It has no monopoly of either religious tolerance or intolerance. But its own history of confessional
divisions, heresies, and wars of religions has produced a form of
“secularization” of politics and society that goes far beyond the classical
idea of “tolerance,” allowing a recognition that religious memberships are an
important aspect of the constitution of the “civil society,” but without either
creating state religions or, conversely, accepting a “free” development of
religious sects in the form of what Max Weber called the “market of salvation
goods.”[34]
It would seem that this last
lesson has to do with an original elaboration of conflictual democracy,
where different heterogeneous constitutional principles are combined (therefore
contributing to a revival of the old notion of the “mixed constitution,” but
again in a way that significantly differs from the American experience). This combination includes a development of legal
or formal democracy, making sure that the individuals who vindicate them
are recognized, ultimately, as the true bearers of rights. It also includes a development of social or
substantial democracy, making sure that inequalities are addressed and
conflictual interests taken into account, so that individual freedom is not
pure and simply equivalent with competition, and competition with an
elimination of the weakest within the “city.”
Finally, it refers to an idea of expansive democracy (in the language of Antonio Gramsci) or democratic
invention (in the language of Claude Lefort), which means that politics
remains open to the integration of new elements into the “common part” of
mankind, and there can be no “end of history.”[35]
I would not be
misunderstood: none of these “lessons” seems to me irreversible, valid for
ever, or unquestionable. All of them
remain clearly fragile and ambiguous.
After experiencing extermination processes on its own soil, Europe
believed that it had become the natural champion of international law, which in
many cases it does not obey itself. It
has become conscious of the positive value of the other as such, but it keeps
excluding people by systematically combining criteria of culture (practically
equivalent to race) and economic discrimination. To be poor and colored in Europe is not a good situation, it means
overexploitation and insecurity, a condition of pariah¼ Europe has invented a secular state and
society, but in an environment where Christian denominations were completely
dominant. Many European historians and
theologians even believe that it is Christianity that has separated the sacred
and the secular realms in general. As a
consequence secularism can be brandished as a shield against other forms of
religious universalism (above all Islam), antagonistic with Christianity, and
becomes an instrument to protect “domestic” cults (the attitude towards Judaism
in this respect being highly ambivalent, combining age-old anti-Semitism with
the recognition generated by the Holocaust).
The dominant form of European “secularism” (this is particularly the
case with French laïcité) is also a form of resistance to real
multiculturalism, since many cultures are deemed to be too “religious” to
become acceptable in the picture. This
is not far from transforming Western culture into a secular form of religion
indeed. Finally the “European”
conception of conflictual democracy that I have described is more a past ideal
than a living reality today: it has a tendency to return to purely corporatist
forms, since economic deregulation and globalization deprive it of its material
possibilities to protect citizens from the brutal variations in the labor
market and the continuous decrease in the level of welfare.
However, these deep
contradictions are part of a dynamic whose consequences should and could be to
continue and broaden the European experience of politics by mobilizing all our
forces, be they economic, cultural, intellectual, social, or legal, but also
“external” forces, to transform international relations. Such a project is not an exercise of power
politics; it does not aim at constituting a new (great) power, but rather at
constituting a new type of power, one that nobody can appropriate (not
even the forces that could more effectively push in that direction). This type of power is essentially a new correlation
among the existing forces; it becomes effective inasmuch as structures and
relations of forces are evolving, and resistances and alternatives to the
dominant tendencies become more consistent. This explains why I preferred the
expression “anti-strategic politics.”
But it is not to say that we can do without initiatives, orientations,
and even mottoes. I have no intention
to define a “program,” but I will try to list some priorities, being aware that
they concern long term evolutions, where obstacles and setbacks and
rectifications will inevitably take place.
Collective security: for
protection, against fortifications
In order to transform
international relations, we need a model of collective security that can
open the possibility of escaping the confrontation between “terrorist” and
“counter-terrorist” forces. But the
notion of “collective security,” which is constitutive of the texts on which
international institutions are based (in particular the Charter of the United
Nations),[36] can not
remain purely formal. It cannot simply
demand that the use of military force be subjected to the (admittedly very
restrictive) conditions registered in international law. It must become (again) a political goal,
therefore involve decisions on certain crucial issues. In my view the demarcation line clearly
passes between a necessity and an impossibility. It is necessary to take into account the real
complexity and deep social roots of the causes that feed violence and
encourage the recourse to terrorist practices and ideologies everywhere in the
world: not only in the “peripheries” ridden with poverty, humiliation and
corruption, but also in the “centers” where inequalities and discriminations
are growing, with probably no less corruption.
But it is impossible to blindly accept violence and terrorism as real
answers to exploitation and domination.
This answer is neither legitimate nor effective; it destroys the very
cause in the name of which it is exercised.
Collective security (which we should not identify with the “unilateral”
defense of the established order, especially if this “order” more and
more resembles a violent disorder) therefore requires us to reject the
projective illusion of transforming the main victims of insecurity into its
ultimate authors, but also to leave aside prophetic discourses picturing “the
capitalist system” as the hidden cause of every violence and all conflicts, including
those which are obstacles to its own development.
What are then the
complementary requisites of a viable model of collective security? It must allow the possibility for both
actively fighting against injustice and having intelligence and police
services combine their actions under legal control against terrorist networks,
if their existence is proved (which seems to be the case of Al Qaeda, although
the various powers involved—beginning with the United States—clearly don’t want
all its dimensions to be clarified). If
we agree that, for various reasons, there is currently is a special threat of
“Islamic terrorism” (or terrorism fueled by a fundamentalist Islamic ideology),
there is no doubt in my mind that the ultimate condition for an effective “counter-terrorist”
policy is an active commitment to promoting the emergence of democratic regimes
within the Islamic world. Only the
ensemble of societies and states where Islam is the essential cultural
reference, with the assistance of the international community, will prove able
to “uproot” Islamic fundamentalism and terrorism. A model of collective security therefore rules out the
substitution for joint operations that prove either too difficult or too
embarrassing for the hegemonic power and its clients, of potentially
exterminist and imperialist wars that serve mainly objectives of regional
domination and prestige. The same could be said, indeed, concerning plans to
develop the “anti-missile shield” (or Star Wars) program. Above all a policy of collective security
must systematically eliminate all the factors that lead to a merging of
violence “from above” and “from below,” creating a symmetrical alignment of
fundamentalist ideologies and economic interests in the world.
General Disarmament: Who is
in Charge?
It is meaningless to talk
about collective security if the global level of armaments is not reduced. International institutions are not only in
charge of negotiating and settling conflicts; they have been created with a
goal of generalizing and controlling the process of disarmament. This is the true basis of the idea of
“multilateralism,” and it cannot be left aside from the moment when it becomes
officially a question of obtaining (if necessary, compelling) the “disarmament”
of one or several states whose weapons, quantitatively and qualitatively, are
dangerous “for the whole of mankind” (many of them, be it said in passing,
former allies and clients of this or that superpower who changed sides). By definition no state (“rogue” or not) can
be excepted from this rule, since precisely the populations of the whole world
are likely to become victims of aggressions or, conversely, of retaliations and
preventive wars against particular aggressors.
It has been repeatedly proven that the origin of the proliferation of
weapons of mass destruction and more generally the constant elevation of the
level of military equipment in the world, has to be traced back to the great
powers themselves, which produce them or develop most of the corresponding
research programs (Iraq bought its lethal germs in the United States¼). More generally, it is meaningless to speak
of a multilateralism of warfare, which in practice means an arms race, whereas
a multilateralism of disarmament is surrounded with obstacles, but thinkable.
The practical consequence is
that Europe should not accept the comparison currently drawn (including by
honest commentators) between the “war on terrorism” and the war against Nazism,
raising once again the specter of “Munich” when the idea of disarmament is
suggested. It should refuse NATO plans
to start a new cycle of development of its military capacities (including the
capacities to “project” forces outside Europe, to join or replace the special
forces of the U.S. Army in some of its operations).[37] On the contrary it should immediately raise
the question of a long-term reduction in the level of armaments in the world,
concerning both the “new” and the “old” concentrations of nuclear, biological
and chemical weapons, which include the European concentrations and
exportations, under international control and inspections.
There are obvious
difficulties with such a perspective, which are only too likely to lead to its
abandonment. It contradicts powerful
private and public interests in the production and consumption of arms, which
continuously increase the level of insecurity throughout the world, producing a
general phenomenon of militarization of social life, and transforming large
regions of the world into zones of endemic violence and death. To speak of disarmament, one might say, is
to beg the question, to suppose that the lack of trust between mutually hostile
societies which did not share the same historical experiences and have opposite
conceptions of law and politics, which can be either very rich or very poor,
has already been overcome. This is true
enough; it proves that any serious program of disarmament involves a number of
material conditions, including social and political changes all over the
world. This is also the reason why we
should not simply identify disarmament with pacifism. Controlled disarmament should be compatible with modernized
national or supra-national defense policies, provided only that negotiations
take place to replace offensive programs by defensive ones. Consequently and above all it means that
“the world” agrees to offer guarantees and means of security to the American
people which, in the long run, would appear better than the prospects of
isolation, fortification, and counter-terror on a world scale. This may indeed require the experience of
tragic events, such as the attacks on September 11 (or worse, which is
thinkable¼).
Local and Global Processes:
Who Is Accountable, Who Can Mediate?
I am not trying to introduce
a new brand of pacifism. I speak of
collective security and advocate, against the current, a new cycle of general
disarmament, but I don’t speak against “interventions”—at least against any
intervention —in the violent conflicts and civil wars that tend to shape
world politics today. I have recalled
the recent examples, both inside Europe and close to it, of Ireland,
Yugoslavia, Chechnya, and Palestine, that show the necessity of interventions:
not only humanitarian interventions, but coercive interventions,
making use of the means that derive from the contemporary intersections of
economic, technological, and cultural processes. Not even military “forces of interposition” should be excluded as
a matter of principle, if the conditions exist for their introduction. However, Europe might draw another lesson
from its own experience: military conflicts where ethnic, religious, and
cultural communities confront each other, which are at the same time extremely
unequal and mixed with one another (a general characteristic of what Mary
Kaldor calls the “new wars,”[38]
expressing “organized violence in the era of globalization”), can be resolved
only locally. Better said, the
local and global determinations should invert their roles. The Israeli-Palestinian conflict is
exemplary here. Everybody understands
now that the roots of further hostilities were present in the very terms of the
Oslo Accords and the “peace process” based on them,[39]
because they masked objective contradictions under carefully imprecise
formulations, and could be immediately manipulated, not only by the Israeli
Government, but also by the Palestinian Authority. But the Oslo Accords had one important positive aspect: they
implied that, with the help of external mediating forces, the solution should
be found by the conflicting groups themselves. You frequently hear just the opposite
nowadays, both in America and in Europe: that “the Israelis and Palestinians
have proved incapable of discussion.”
The result is a merging of the causes of the conflict into elements of a
global conflict (including the identification of local adversaries with the
macro-forces of “terrorism” and “counter-terrorism”), producing destructions
and hatreds that become more irreversible every day.
What I tentatively call an “anti-strategy” therefore also implies giving a systematic primacy to local determinations over the “global” ones, because they refer to the specific historical and geographical roots of the conflict, which are also dialectically the premises of its solution, and because they allow us to assign responsibilities and make concrete forces accountable for their actions, whereas the primacy of the global nourishes passivity by suggesting that everything is determined at the “global” level, that is, nowhere. But to emphasize the importance of the local level is not to isolate it: we should neither deny globalization nor fetishize it as a “destiny,” but rather explore all the possibilities that it provides in order to set up “multilateral” interventions which provide the conflicting subjects with observers, mediators, and witnesses who are themselves accountable, in order to build a space for coexistence. On the stage of globalized violence, there are today many actors more or less powerful and dangerous, but apparently only one “judge,” who is or seems to be as powerful (and therefore also as dangerous) as all the others combined. But seen from another angle, this stage also offers many potential “mediators”: Europe is one of them, albeit not the only one. It is perhaps no chance if many of them, as Europe itself, are trans-national orders, which can be found or will emerge in a near future in East Asia, in the Cono Sur of Latin America, in Southern Africa, perhaps even in the Middle East, where a renovated “Arab League,” both democratized and liberated from the dream of the “Arab Nation” (or transferring it onto more rational prospects) could play a decisive role. Maybe we could say that these potential “mediators” are the true “anti-systemic forces” of today and tomorrow, to borrow one of Immanuel Wallerstein’s favorite categories.[40]